Who this firm is, where it may do business, and what happens to the information you send through this site.
SRJ Financial Consulting LLC is an investment adviser registered with the State of Illinois (firm CRD #341344). Steven Robert Johnson (CRD #8238003) is the firm’s principal and an investment adviser representative. Registration does not imply any particular level of skill or training, and it does not constitute an endorsement of the firm by any securities regulator.
SRJ Financial Consulting LLC is registered in Illinois. The firm may only transact business in states where it is registered, or where it qualifies for an exemption or exclusion from registration. This website is available to anyone who finds it, and nothing on it is an offer to provide advisory services in any state where the firm is not registered or exempt.
The content on this website, including anything published on the blog, is general in nature and is not investment, tax, or legal advice, and it is not a recommendation to buy or sell any security. It does not take account of your particular objectives, financial situation, or needs. You should not act on it without speaking to a qualified professional about your own circumstances.
All investing involves risk, including the possible loss of principal. Past performance is not a guarantee or indicator of future results. No statement on this site should be construed as a guarantee that any objective will be met or that any strategy will be successful.
SRJ Financial Consulting LLC does not provide legal advice. Tax planning discussions are general in nature and you should consult a qualified tax professional or attorney about your specific situation.
The firm’s Form ADV Part 2A brochure is available below, and is free of charge on the SEC’s Investment Adviser Public Disclosure website.
This site may link to third-party websites for convenience. SRJ Financial Consulting LLC does not control, endorse, or take responsibility for the content or accuracy of anything on them.
If you fill in the contact form, this site collects your name, email address, an optional phone number, the topic you select, and whatever you write in the message field. That’s it. The form does not ask for financial account details, income, Social Security numbers, or dates of birth, and you should not send that information through it.
Solely to respond to you and, if you become a client, to provide the services you’ve asked for. Your information is never sold, rented, or traded.
Form submissions are delivered by email and stored in this site’s database on its hosting provider’s servers. They’re retained for as long as needed to respond to you and to meet the firm’s recordkeeping obligations as a registered investment adviser.
This site uses cookies necessary for it to function. If analytics are enabled, they collect aggregate usage information such as pages visited and approximate location, and are not used to identify you personally.
You can ask what information is held about you, ask for it to be corrected, or ask for it to be deleted, by writing to the address or email in the footer. Requests are honoured except where records must be retained under applicable securities regulations.
If you become a client, the firm’s privacy notice under Regulation S-P will be delivered separately and governs the handling of your personal financial information.
